AREAS OF CONCENTRATION

ADMITTED TO PRACTICE

•  INVESTMENT ADVISER & BROKER-DEALER COMPLIANCE

•  NEW JERSEY
•  NEW YORK

Sean R. Wilke is an Associate with the Hamburger Law Firm and also serves as Counsel with MarketCounsel, an affiliated business, regulatory, and compliance consulting firm for entrepreneurial investment advisory firms nationwide. His current work concentrates in the areas of the regulation and compliance for investment advisers and broker-dealers.

Prior to joining the Firm, Mr. Wilke spent three years as a compliance analyst for Bear, Stearns & Co., Inc. He has also held a number of other positions within the securities industry, which include stints with a boutique asset management firm, a mid-sized securities law firm, and the New Jersey Bureau of Securities. Sean recently authored an article on the progression of actively managed exchange-traded funds, appearing in the Jan/Feb 2011 edition of the Journal of Taxation and the Regulation of Financial institutions.

Sean earned his undergraduate degree in political science from Rutgers University. He went on to earn his Juris Doctor from New York Law School, where he was an associate of the school’s Center for Financial Services Law.