Securities Personnel

The world that lies beyond a wirehouse is not flat. Employees of brokerage firms, banks, and trust companies need guidance when planning a transition to another firm or independence. In short, we help these securities personnel envision, plan, and implement a successful transition. Many know us as legal counsel to some of the most highly visible transitions in the securities industry. But we are even more proud of our role in the transitions you have never heard of.

Employment Transitions

Dispute Resolution

Corporate Counsel